Capital Markets

Capital Markets

Our team advises a number of public and private SMEs in respect of their capital market requirements, including:

  • initial public offerings
  • ASX listing rules advice
  • rights issues and other secondary raisings
  • reverse takeover/backdoor listing
  • share buy-backs
  • continuous disclosure advice
  • corporate governance requirements
  • takeovers and takeover strategy
  • debt and equity funding
  • due diligence assessments and due diligence processes
  • advice on prospectus liability

See below for some recent capital markets transactions that the GrilloHiggins team have advised on.

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Placement of shares and options

May 2024
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Share purchase plan and issue of options

April 2024
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Capital raise by way of converitble notes

March 2024 and October 2024
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$1.2 million share placement

January 2024
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Entitlement Offer

December 2023
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Right Offer

September 2023
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Rights issue, conversion of convertible notes and debt repayment

September 2023
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Share Purchase Plan

June 2023
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Share purchase plan

May 2023
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Entitlement Offer

April 2023
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Rights Issue

December 2022
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$10million initial public offer and ASX listing

May 2022
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Rights issue of options

June 2021
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Underwritten $40million initial public offering and ASX listing

October 2020
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$5million Placement

October 2020
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Off-market takeover, back-door lisiting and capital raising

December 2020
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$3.5milion Rights Issue and ASK de listing

August 2020
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Underwritten rights issue

June 2020